Augusto “Gus” Macedo, Esq.
Asset Management Compliance Consulting Solutions, LLC
Augusto (“Gus”) D. Macedo, Esq. is the Managing Director of Asset Management Compliance Consulting Solutions, LLC (“AMC Compliance”). He has over 28 years of experience in the asset management sector, providing legal and regulatory compliance consulting services to investment advisers, private equity and hedge funds, municipal and securities broker-dealers, mutual funds, life insurance companies and affiliated distributors, and banks.
Gus’s expertise includes establishing, supervising, and monitoring compliance and risk management programs, monitoring and assessing the effectiveness of compliance and risk management programs, and conducting inspections, examinations, audits, and internal investigations. Prior to Gus assuming his role at AMC Compliance, he served in various senior level positions at Calvert Investments, Inc., Ameritas Life Insurance Corporation, and the Securities and Exchange Commission in the Office of Compliance Inspections and Examinations and Division of Enforcement.
Gus earned his Juris Doctor degree in Law from Thurgood Marshall School of Law, Texas Southern University (Houston) and his Bachelor of Science Degree in Political Science from Tennessee State University (Nashville). He is licensed and a member of the Texas and Washington D.C. Bars. His certifications include FINRA Series 7 and 24 Licenses and CFA Institute’s Claritas® Investment Certificate.